ARBchek

Arbitrator Due Diligence

The smartest and fastest way to search arbitrators.
ARBchek distills nearly 55,000 Awards into Summary charts.
Award summaries display 20+ information fields for easy analysis.
Awards Plus feature offers relevant content beyond the Award.

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View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.

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UPDATE: ARBchek UA 2025-08 SELECTED AWARDS OF INTEREST

1. Wadolowski v. American Portfolios FINRA ID #24-01364 (Hartford, CT, 2025-03-10) – An All-Public Panel unanimously grants Respondent broker-dealer's Pre-Hearing Motion to Dismiss pursuant to FINRA Rule 12504(a)(6)(B) (not involved with the security, account, or conduct in dispute) after finding that the unnamed independent contractor (whose conduct is in dispute in this matter) was not employed by said broker-dealer and is therefore not subject to its supervision, training procedures, and practices with respect to the sale of the fixed annuity at issue in this case.

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