Arbitrator Due Diligence

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View these summaries of just-released Awards, hot off the press, as well as some selected Awards of interest.

UPDATE: ARBchek UA 2025-11 SELECTED AWARDS OF INTEREST

1. Income Collecting Fund v. Interactive Brokers FINRA ID #24-00368 (Boca Raton, FL, 2025-04-24) – A Claimant alleging that Respondent broker-dealer recklessly disregarded its duties to the Fund by not only failing to supervise its platform but by also failing to supervise the trading activity that was going on in said Claimant's account loses its case after the Panel granted Respondent's Motion for Directed Verdict based on the in pari delicto defense.

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